Independent Board-,
RR- & RC-Mandates
Personal Engagement. Direct Accountability. Critical Thinking.
INDEPENDENT RC-MANDATES
Independent RC appointments for investment funds, ensuring structured AML/CFT oversight across the full control cycle.
01
Appointment & Notification
Mandate documentation · CSSF/AED filings · Regulatory coordination
02
Framework Set-up
AML/CFT policies · Risk assessment · Risk appetite
03
Monitoring & Challenge
On-site reviews · KRI/KPI monitoring · Control effectiveness
04
Reporting & Escalation
Annual & ad hoc reporting · Regulatory notifications · Escalation to RR & Board
05
Follow-up & Review
Findings · Remediation · Framework updates
INDEPENDENT BOARD- & RR-MANDATES
Each mandate is personally assumed and selectively accepted, ensuring the expertise, availability and direct involvement required for effective governance.
Independent Director Mandates
Independent Director and Manager mandates for investment funds, combining active participation in governing-body decisions with constructive challenge of management proposals, oversight of service providers, delegated activities and regulatory compliance — always acting in the interests of the fund and its investors.
Responsable du Respect (RR)
Board-level responsibility for the fund’s compliance with AML/CFT obligations, including approving the framework and risk appettie, ensuring adequate resources, reviewing RC reporting, and acting on material findings and escalations.
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